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December 2023 144 Market Report

Aggregate 144 Market Volume:

In December 2023, the total reported value of Form 144s remained essentially unchanged from November. However, the reported value pursuant to Rule 10b5-1 increased 145% and the number of shares registered pursuant to 10b5-1 increased 140% month-over-month. Last month’s boost in 10b5-1 activity is also reflected in the year-over-year comparison with December 2022. In 2023, there was a 149% uptick in value sold under a plan, as well as a 95% increase in shares registered pursuant to Rule 10b5-1. This increase in value pursuant to Rule 10b5-1 was accompanied by a 73% rise in planned filings. The increase in planned disclosures this December resulted in the highest monthly value reported pursuant to Rule 10b5-1 in two years.

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Top 5 Brokers for December 2023

This December, Citigroup snagged first place for value brokered, due largely to brokering this month’s largest filing (see next page). Morgan Stanley advanced to second place for total value brokered, and took first for number of filings. JP Morgan slipped into third place, but took first for number of shares registered last month. Goldman Sachs ranked fourth in value brokered, and Bank of America rounded out December's top 5 brokers in fifth place. 

Top 144 Filings for December 2023

Filer Company Broker Value (M) Shares (M)
Deutsche Telekom AG T-Mobile US - [TMUS] Citigroup $3,595.9 23.09
AGK Giving Trust CrowdStrike Holdings - [CRWD] JP Morgan Chase $511.7 2.00
Taobao China Holdings Limited Xpeng - [XPEV] JP Morgan Chase $391.3 25.00

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