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Delinquent Filer Notification (DFN) API


If a company fails to file their periodic reports (10-Ks, 10-Qs, etc.) in a timely manner, the SEC has the authority to suspend the trading or registration of that company's securities. Staying aware of filer status could be of material importance to the business of brokers facilitating the trade of these securities, or legal/insurance professionals who protect company insiders from risks associated with insider trading regulatory compliance. Discover how the DFN API can compliment your company's existing capabilities. 

DFN Key Features:

This solution is ideal for those who are impacted by the SEC's Rule 10b5-1 timeliness regulations. Keep on top of timely and delinquent companies with the DFN API!

As a convenient alternative to a data feed or maintaining your own database, our API uses open-standard technologies to empower seamless integration with your existing systems.

The DFN API allows clients to establish a watchlist of companies that are monitored for delinquency in their quarterly and annual filings. The companies are monitored in real-time, based upon EDGAR filings released by the SEC. 

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